Commodity Futures Trading Commission - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity
November 14, 2019
Document No. 2019-226952020-0445
https://www.fdic.gov/news/board/2019/2019-08-20-notice-dis-a-fr.pdf
Securities and Exchange Commission, FAST Act Modernization and Simplification of Regulation S-K
May 2, 2019
Document No. 3225-AM 00
Securities and Exchange Commission, Registration and Regulation of Security-Based Swap Information
May 18, 2015
Document No. 3235-AK 80
Securities and Exchange Commission, Security-Based Swap Data Repository Registration, Duties, and Core Principles
May 18, 2015
Document No. 3235-AK 79
Securities and Exchange Commission, FInancial Industry Regulatory Authorituy, Inc.: Approval of Amendments to Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Asset-Backed Securities
February 24, 2014
Document No. 34-71607
Securities and Exchange Commission, Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Dissemination of Transactions in TRACE- Eligible Securities that are Effected Pursuant to Securities Act Rule 144A
September 6, 2013
Document No. 34-70345
Securities and Exchange Commission, NYSE Arca, Inc.; Order Granting Approval to Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products Listed on the Exchange
June 6, 2013
Document No. 34-69706
Securities and Exchange Commission, The NASDAQ Stock Market LLC; Order Granting Approval to Establish the Market Quality Program
March 20, 2013
Document No. 34-69195
Commodity Futures Trading Commission - Real-Time Public Reporting of Swap Transaction Data
March 9, 2012
Document No. 3038-AD08
https://www.cftc.gov/LawRegulation/FederalRegister/FinalRules/2011-33173.html
Commodity Futures Trading Commission Real-Time Public Reporting Requirements for Swap Transactions
April 17, 2020
Document No: 2020-0445
Financial Industry Regulatory Authority, Proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination
April 12, 2019
Regulatory Notice: 19-12
Department of Treasury, Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
September 17, 2018
Document No: 1557-AE 27
Securities and Exchange Commission, Registration and Regulation of Security-Based Swap Execution Facilities
February 28, 2011
Document No: 3235-AK93
Securities and Exchange Commission, Registration and Regulation of Security-Based Swap Information
December 2, 2010
Document No: 3235-AK 80
Statement of Commodity Futures Trading Commission Chairman Heath P. Tarbert in Support of Revisions to the Volcker Rule
September 16, 2019
https://www.cftc.gov/PressRoom/SpeechesTestimony/tarbertstatement091619
Remarks by Commodity Futures Trading Commission Chairman Christopher Giancario
November 28, 2017
https://www.cftc.gov/PressRoom/SpeechesTestimony/opagiancarlo-33
Remarks by Board of Governors of the Federal Reserve Board System Vice-Chair Stanley Fischer, Is there a Liquidity Problem post-crisis
November 2016
https://www.federalreserve.gov/newsevents/speech/fischer20161115a.htm
Congressional Testimony before U.S. Senate Committee on Banking, Housing, and Urban Affairs, by Federal Reserve Board System Governor Jerome H. Powell, Trends in US Fixed Income Markets
April 14, 2016
https://www.federalreserve.gov/newsevents/testimony/powell20160414.htm
Remarks by Securities and Exchange Commission (SEC) Commissioner Elisse B. Walter
October 28, 2010
Remarks by Securities and Exchange Commission (SEC) Commissioner Roel C. Campos
June 8, 2006
Remarks by Securities and Exchange Commission (SEC) Commissioner Cunthia Glassman
May 19, 2006
Remarks by Securities and Exchange Commission (SEC) Commissioner Annette L. Nazareth
February 7, 2006
Board of Governors of the Federal Reserve System, Financial Stability Report
May 2020
International Organization of Securities Commissioners (IOSCO) Report on Regulatory Reporting and Transparency in Secondary Corporate Bond Market
April 2018
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Report to President Donald Trump by Treasury Secretary Mnuchin, A Financial System that creates economic opportunities (Capital Markets Report)
October 2017
Report to the US Congress by the Securities and Exchange Commission, Access to Capital and Market Liquidity
August 2017
https://www.sec.gov/files/access-to-capital-and-market-liquidity-study-dera-2017.pdf